WebSMF 16: Compliance oversight. SMF 17: Money Laundering reporting. SMF 18: Other overall responsibility . SMF 22: Other local responsibility . SMF 23b: Conduct risk oversight … WebSmall Insurer Senior Management Function (SMF25) (small, non-Solvency II insurers) Head of Small Run-Off Firms (SMF26) (small, run-off insurance firms) Individuals performing …
What the FCA expects from heads of compliance and MLRO …
WebPDF. SMF Type-16 record. z/OS DFSORT Installation and Customization. SC23-6881-00. This appendix contains Programming Interface information. The following table shows the … WebThe answer is not a straightforward ‘Yes’ or ‘No’. The FCA have issued some guidance (Jan 2024) regarding the competency and capability of the Compliance Officer (SMF16) and Money Laundering Reporting Officer (MLRO/SMF17). The following Q&A questions should help, but if you have any queries, call us on 0800 689 0190 or email info ... rich groh racing
SMCR+ View - March 2024 Simmons & Simmons
Web17 rows · 21 Mar 2016 · SMF 16. Compliance oversight function. SMF 17. Money laundering reporting function. SMF 18. Other overall responsibility function. 2Part Two: (FCA … 2(4) the requirements in SUP 16.26 (Reporting of information about Directory pers… WebSUP 10C : FCA senior managers Section 10C.14 : Changes to an regime for approved persons in FCA-approved person’s details SMCR firms 10C 10C.14.5I G 10C.14.5J G 10C.14.6 G 10C.14.6A G Release 28 Apr 2024 www.handbook.fca.org.uk SUP 10C/5 (3) The requirement to submit a revisedstatement of responsibilitiesis in addition to the … Web1 Jun 2024 · Strengthening accountability: Temporary, long-term absences June 2024 1 Overview 1.1 This Prudential Regulation Authority (PRA) Policy Statement (PS) provides feedback to responses rich groh